Andrew James Falco
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew James Falco ( ), a licensed former licensee with CE reference ANK741. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-08-27 | 2021-09-14 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-29 | 2021-09-14 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-10-29 | 2021-09-14 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-19 | 2018-10-29 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 9 — Asset management | 2018-06-19 | 2018-10-29 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-05 | 2018-06-19 |
| FIL Investment Advisors | Rep | Type 9 — Asset management | 2006-06-05 | 2021-09-14 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-06-05 | 2018-06-19 |