King Wa Lo
盧景華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Wa Lo (盧景華), a licensed former licensee with CE reference ANK573. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aisance Asset Management Limited 君達資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-06-23 | 2011-04-11 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-04-24 | 2010-04-01 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 9 — Asset management | 2009-04-24 | 2010-04-01 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-23 | 2011-04-11 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-23 | 2011-04-11 |