To Kam
金濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for To Kam (金濤), a licensed former licensee with CE reference ANK436. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-16 | 2016-06-15 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-03 | 2006-07-28 |