Cynthia Alicia Whelan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cynthia Alicia Whelan ( ), a licensed former licensee with CE reference ANJ393. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-11 | 2008-12-31 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-05-11 | 2008-12-31 |