Nina Chih-Yu Tao
陶芝宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nina Chih-Yu Tao (陶芝宇), a licensed former licensee with CE reference ANI909. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alpha Win Capital Limited 中源國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-11 | 2022-07-23 |
| Alpha Win Capital Limited 中源國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-11 | 2022-07-23 |
| Alpha Win Capital Limited 中源國際資本有限公司 |
Rep | Type 9 — Asset management | 2021-01-11 | 2022-07-23 |
| Mount Kellett Capital (Hong Kong) Limited 奇力資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-11-12 | 2012-07-10 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-08 | 2008-07-14 |