Min (SFC:ANI853) Li
李民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Min (SFC:ANI853) Li (李民), CE reference ANI853. Currently licensed at 1 firm(s): Nexus Point Advisors (HK) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nexus Point Advisors (HK) Limited 今翊顧問(香港)有限公司 |
RO | Type 9 — Asset management | 2018-01-16 | present |
| Nexus Point Advisors (HK) Limited 今翊顧問(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-06-13 | 2018-01-16 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-02 | 2007-08-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-05-02 | 2007-08-15 |