Clifford Peter Stephens
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clifford Peter Stephens ( ), a licensed former licensee with CE reference ANI824. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2006-05-10 | 2009-04-27 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2006-05-10 | 2009-04-27 |