Clifford Peter Stephens

CE No. ANI824 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clifford Peter Stephens, a licensed former licensee with CE reference ANI824. This person has 3.0 years of SFC licence history. Total licence records on file: 2.

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Licence history

FirmRoleRegulated activityFromTo
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2006-05-10 2009-04-27
UBS Securities Asia Limited Rep Type 2 - Dealing in futures contracts 2006-05-10 2009-04-27

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