Travis Warner Spence

CE No. ANH551 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Travis Warner Spence (), a licensed former licensee with CE reference ANH551. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
JPMorgan Funds (Asia) Limited
摩根基金(亞洲)有限公司
RO Type 1 — Dealing in securities 2014-05-29 2016-08-05
JPMorgan Funds (Asia) Limited
摩根基金(亞洲)有限公司
RO Type 4 — Advising on securities 2014-05-29 2016-08-05
JPMorgan Funds (Asia) Limited
摩根基金(亞洲)有限公司
Rep Type 4 — Advising on securities 2009-05-14 2014-05-29
JPMorgan Asset Management (Asia Pacific) Limited Rep Type 9 — Asset management 2009-05-14 2016-08-05
JPMorgan Funds (Asia) Limited
摩根基金(亞洲)有限公司
Rep Type 9 — Asset management 2009-05-14 2016-08-05
JPMorgan Funds (Asia) Limited
摩根基金(亞洲)有限公司
Rep Type 1 — Dealing in securities 2006-09-28 2014-05-29
JPMorgan Asset Management (Asia Pacific) Limited Rep Type 4 — Advising on securities 2006-06-06 2016-08-05

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