Travis Warner Spence
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Travis Warner Spence, a licensed former licensee with CE reference ANH551. This person has 10.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2014-05-29 | 2016-08-05 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2014-05-29 | 2016-08-05 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2009-05-14 | 2014-05-29 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2009-05-14 | 2016-08-05 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2009-05-14 | 2016-08-05 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-28 | 2014-05-29 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2006-06-06 | 2016-08-05 |