Travis Warner Spence
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Travis Warner Spence ( ), a licensed former licensee with CE reference ANH551. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2014-05-29 | 2016-08-05 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2014-05-29 | 2016-08-05 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-14 | 2014-05-29 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2009-05-14 | 2016-08-05 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2009-05-14 | 2016-08-05 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-28 | 2014-05-29 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2006-06-06 | 2016-08-05 |