Vivian Florence Sam
沈蕙明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Florence Sam (沈蕙明), a licensed former licensee with CE reference ANH414. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-04-24 | 2016-01-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-04-24 | 2016-01-15 |