Chang-Jen Wu
吳昌仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chang-Jen Wu (吳昌仁), a licensed former licensee with CE reference ANH322. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-28 | 2009-02-28 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-04-28 | 2009-02-28 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-26 | 2007-03-01 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-26 | 2007-03-01 |