Stephen Dowds
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Dowds ( ), a licensed former licensee with CE reference ANH128. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 — Dealing in securities | 2006-06-13 | 2009-03-27 |