Alain Shin Li Lai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alain Shin Li Lai, a licensed former licensee with CE reference ANH059. This person has 5.4 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2006-04-26 | 2011-09-10 |