Sophia Tzu-Ting Liao
廖姿婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sophia Tzu-Ting Liao (廖姿婷), a licensed former licensee with CE reference ANG369. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2014-03-11 | 2017-04-25 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-21 | 2009-03-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-08-21 | 2009-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-04-03 | 2006-06-21 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2006-04-03 | 2006-06-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2006-04-03 | 2006-06-21 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2006-04-03 | 2006-06-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2006-04-03 | 2006-06-21 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2006-04-03 | 2006-06-21 |