Shu Jen Tuan
段樹仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Jen Tuan (段樹仁), a licensed former licensee with CE reference ANG298. This person has 2.4 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 9 - Asset management | 2008-04-17 | 2009-03-16 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2006-10-05 | 2009-03-16 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 4 - Advising on securities | 2006-10-05 | 2009-03-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shu Jen Tuan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.