Sean Czoon Tan

陳善尊
CE No. ANF268 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sean Czoon Tan (陳善尊), a licensed former licensee with CE reference ANF268. This person has 5.4 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
DWS Investments Hong Kong Limited
德意志投資香港有限公司
Rep Type 1 - Dealing in securities 2008-09-12 2012-03-24
DWS Investments Hong Kong Limited
德意志投資香港有限公司
Rep Type 4 - Advising on securities 2008-04-23 2012-03-24
DWS Investments Hong Kong Limited
德意志投資香港有限公司
Rep Type 9 - Asset management 2008-04-23 2012-03-24
KPMG Corporate Finance Limited
畢馬威企業財務有限公司
Rep Type 6 - Advising on corporate finance 2006-05-11 2007-10-18

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sean Czoon Tan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Mark Wen Wai Cho DWS Investments Hong Kong Limited 2008–2012
Stephen Paul Harris DWS Investments Hong Kong Limited 2008–2012
Siok Kuan Tham DWS Investments Hong Kong Limited 2008–2012
Niel Thassim DWS Investments Hong Kong Limited 2008–2012
Tak Young So DWS Investments Hong Kong Limited 2008–2011
Daniel William Ekins DWS Investments Hong Kong Limited 2008–2012
Wai Lim Leung DWS Investments Hong Kong Limited 2008–2012
Juan Edward Tan DWS Investments Hong Kong Limited 2008–2012
Christopher Theo Robinson DWS Investments Hong Kong Limited 2008–2012
Peter Patrick Galgay DWS Investments Hong Kong Limited 2008–2012
Kurt William Roeloffs Jr DWS Investments Hong Kong Limited 2008–2012
Grace Weiying Yan DWS Investments Hong Kong Limited 2009–2012
Mei Ling Beatrice Wee DWS Investments Hong Kong Limited 2008–2011
William Lance Barbour DWS Investments Hong Kong Limited 2008–2012
Lihui Chen DWS Investments Hong Kong Limited 2009–2012
Murshidah Binte Mohd DWS Investments Hong Kong Limited 2009–2012
Louise Margaret Kavanagh DWS Investments Hong Kong Limited 2008–2010
Sammy Cheung Ching Lam DWS Investments Hong Kong Limited 2008–2010
Rupert Joseph Chamberlain KPMG Corporate Finance Limited 2006–2007
Warren Peter Phillips KPMG Corporate Finance Limited 2006–2007
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