Qianli (SFC:ANE763) Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qianli (SFC:ANE763) Liu ( ), a licensed former licensee with CE reference ANE763. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2006-03-17 | 2007-07-02 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-03-17 | 2007-07-02 |