Filipe Chiushing Lau
劉昭成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Filipe Chiushing Lau (劉昭成), a licensed former licensee with CE reference ANE758. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-14 | 2018-02-09 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-02-14 | 2018-02-09 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2006-10-18 | 2007-11-12 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2006-05-03 | 2007-11-12 |