Hui Tao
陶滙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui Tao (陶滙), a licensed former licensee with CE reference ANE418. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2007-12-11 | 2008-11-26 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-03-20 | 2007-11-02 |