Katherine Louise Alban Fox
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katherine Louise Alban Fox ( ), a licensed former licensee with CE reference ANE040. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2008-06-30 | 2014-06-28 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2006-03-09 | 2014-06-28 |