Ho (SFC:ANB438) Lee
李浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho (SFC:ANB438) Lee (李浩), a licensed former licensee with CE reference ANB438. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-28 | 2012-05-11 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-27 | 2012-01-14 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-27 | 2012-01-14 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-10 | 2010-07-02 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-03-30 | 2010-06-10 |