Stephen Wai Kuen Yau
邱偉權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Wai Kuen Yau (邱偉權), a licensed former licensee with CE reference ANA244. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-19 | 2014-01-27 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-12 | 2006-06-17 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-04-12 | 2006-06-17 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2006-04-12 | 2006-06-17 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-04-12 | 2006-06-17 |