Kuan Chee Tham
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kuan Chee Tham ( ), a licensed former licensee with CE reference AMX445. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-07-23 | 2017-07-12 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-20 | 2017-07-12 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2009-06-17 | 2015-07-23 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2009-02-17 | 2010-08-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-01-11 | 2009-06-17 |