Jie (SFC:AMW888) Wu
吳杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie (SFC:AMW888) Wu (吳杰), a licensed former licensee with CE reference AMW888. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-09 | 2010-11-06 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-08-04 | 2010-11-06 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | 2007-03-08 | 2009-07-27 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2006-01-05 | 2007-02-26 |