Simon James Lynch
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon James Lynch ( ), a licensed former licensee with CE reference AMW694. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2007-08-01 | 2009-05-13 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2007-08-01 | 2009-05-13 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2007-08-01 | 2009-05-13 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2006-07-05 | 2006-07-12 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2006-07-05 | 2006-07-12 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2006-01-09 | 2006-02-09 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2006-01-09 | 2006-02-09 |