Thomas Seeboth
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Seeboth, a licensed former licensee with CE reference AMU557. This person has 0.6 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2005-12-12 | 2006-07-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2005-12-12 | 2006-07-01 |