Fredric Chien Hwa Teng

鄧建華
CE No. AMU466 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fredric Chien Hwa Teng (鄧建華), a licensed former licensee with CE reference AMU466. This person has 8.8 years of SFC licence history. Total licence records on file: 6.

Information

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Licence history

FirmRoleRegulated activityFromTo
Oracle Capital Limited
安理高有限公司
RO Type 4 - Advising on securities 2009-10-22 2015-03-31
Oracle Capital Limited
安理高有限公司
RO Type 9 - Asset management 2009-08-17 2015-03-31
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 - Dealing in securities 2008-10-10 2009-03-06
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2008-10-10 2009-03-06
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 1 - Dealing in securities 2005-12-07 2008-09-29
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 2 - Dealing in futures contracts 2005-12-07 2008-09-29

Worked alongside

The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Fredric Chien Hwa Teng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Leon Miller Hindle Oracle Capital Limited 2009–2015
Naveen Chandramohan Oracle Capital Limited 2010–2015
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