Fredric Chien Hwa Teng
鄧建華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fredric Chien Hwa Teng (鄧建華), a licensed former licensee with CE reference AMU466. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oracle Capital Limited 安理高有限公司 |
RO | Type 4 — Advising on securities | 2009-10-22 | 2015-03-31 |
| Oracle Capital Limited 安理高有限公司 |
RO | Type 9 — Asset management | 2009-08-17 | 2015-03-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-10 | 2009-03-06 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-10 | 2009-03-06 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-07 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-12-07 | 2008-09-29 |