Tzu-Jung Lu

呂姿蓉
CE No. AMU465 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tzu-Jung Lu (呂姿蓉), a licensed former licensee with CE reference AMU465. This person has 2.8 years of SFC licence history. Total licence records on file: 5.

Information

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Licence history

FirmRoleRegulated activityFromTo
Ivy Asset Management (HK) Limited RO Type 1 - Dealing in securities 2008-12-10 2010-04-09
Ivy Asset Management (HK) Limited RO Type 4 - Advising on securities 2008-12-10 2010-04-09
Ivy Asset Management (HK) Limited Rep Type 1 - Dealing in securities 2008-02-11 2008-12-10
Ivy Asset Management (HK) Limited Rep Type 4 - Advising on securities 2008-02-11 2008-12-10
Global International Advisory (H.K.) Limited
環宇投資顧問﹝香港﹞有限公司
Rep Type 4 - Advising on securities 2006-01-12 2006-09-07

Worked alongside

The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Tzu-Jung Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Alexander David Balfour Ivy Asset Management (HK) Limited 2008–2010
Patrick Macdonald Thomson Ivy Asset Management (HK) Limited 2008–2009
Manoj Soni Ivy Asset Management (HK) Limited 2009–2010
Chih-Heng Hsu Global International Advisory (H.K.) Limited 2006
Chunli Hou Global International Advisory (H.K.) Limited 2006
Shu-Tzu Tsay Global International Advisory (H.K.) Limited 2006
Juo-Hsi Chang Yu Global International Advisory (H.K.) Limited 2006
Explore the interactive colleague network →

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