Edwin Yu Hin Fan
樊宇軒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edwin Yu Hin Fan (樊宇軒), a licensed former licensee with CE reference AMU321. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 |
Rep | Type 10 — Providing credit rating services | 2017-09-04 | 2022-09-09 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-08 | 2017-07-08 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-25 | 2015-09-25 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-23 | 2015-03-31 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-25 | 2013-01-21 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-16 | 2011-03-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-07-16 | 2011-03-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-16 | 2011-03-01 |
| All Options Asia Limited |
Rep | Type 1 — Dealing in securities | 2008-10-08 | 2009-02-28 |
| All Options Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2008-10-08 | 2009-02-28 |
| IMC Asia Pacific Limited |
Rep | Type 1 — Dealing in securities | 2007-12-03 | 2008-04-11 |
| IMC Asia Pacific Limited |
Rep | Type 2 — Dealing in futures contracts | 2007-12-03 | 2008-04-11 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2005-12-09 | 2007-07-03 |