Kok Kwan Chan
陳國均
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kok Kwan Chan (陳國均), a licensed former licensee with CE reference AMT921. This person has 6.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-08-01 | 2012-11-15 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2012-08-01 | 2012-11-15 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-07 | 2011-09-02 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-03-21 | 2010-09-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-11-29 | 2011-09-02 |