Loretta Ying Yuk Ng
吳瀅玉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Loretta Ying Yuk Ng (吳瀅玉), a licensed former licensee with CE reference AMT915. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2025-03-10 | 2026-04-24 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-24 | 2026-04-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-07-06 | 2018-12-19 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2009-07-06 | 2026-04-24 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2009-07-06 | 2010-08-24 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2007-11-01 | 2009-06-03 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2007-11-01 | 2009-06-03 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2007-11-01 | 2009-06-03 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-15 | 2009-06-03 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2007-10-15 | 2009-06-03 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-12-12 | 2007-09-06 |