Christian Matthew Pemberton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christian Matthew Pemberton ( ), a licensed former licensee with CE reference AMS716. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-12 | 2016-09-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-01 | 2013-01-14 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2011-09-01 | 2013-01-14 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-29 | 2009-07-24 |