Daisuke Yamaguchi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daisuke Yamaguchi ( ), a licensed former licensee with CE reference AMS713. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2022-12-05 | 2022-12-15 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-19 | 2014-05-17 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-21 | 2014-05-17 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-21 | 2007-10-26 |