Willem Gustaaf Stephan van Vliet
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Willem Gustaaf Stephan van Vliet ( ), a licensed former licensee with CE reference AMR979. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-06 | 2016-10-17 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-06 | 2016-10-17 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-06 | 2016-10-17 |
| NNIP Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2005-11-09 | 2006-06-20 |
| NNIP Hong Kong Limited | Rep | Type 4 - Advising on securities | 2005-11-09 | 2006-06-20 |
| NNIP Hong Kong Limited | Rep | Type 9 - Asset management | 2005-11-09 | 2006-06-20 |