Mun-See Liu
廖敏詩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mun-See Liu (廖敏詩), a licensed former licensee with CE reference AMR691. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2006-11-09 | 2008-12-11 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2006-11-02 | 2008-12-11 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2005-11-08 | 2006-09-13 |