Sui Ping Lo
盧瑞萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sui Ping Lo (盧瑞萍), a licensed former licensee with CE reference AMQ695. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-02-05 | 2015-09-18 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2014-02-05 | 2015-09-18 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2012-07-24 | 2013-06-01 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-01 | 2013-06-01 |