Yi-Fan Pan
潘衣凡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi-Fan Pan (潘衣凡), a licensed former licensee with CE reference AMP368. This person has 1.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-10-25 | 2007-06-02 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-10-25 | 2007-06-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2005-10-25 | 2007-06-02 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2005-10-25 | 2007-06-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2005-10-25 | 2007-06-02 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2005-10-25 | 2007-06-02 |