Craig Kendell James

CE No. AMP197 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Craig Kendell James, a licensed former licensee with CE reference AMP197. This person has 6.2 years of SFC licence history. Total licence records on file: 3.

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Licence history

FirmRoleRegulated activityFromTo
Expedition Advisors Limited RO Type 9 - Asset management 2012-04-17 2013-08-19
AM Investment Partners HK, Limited RO Type 9 - Asset management 2008-09-10 2011-03-21
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 - Dealing in securities 2005-10-19 2008-02-07

Worked alongside

The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Craig Kendell James during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Adam Bryan Stern AM Investment Partners HK, Limited 2008–2011
Jan Ake Bertil Kullenberg Expedition Advisors Limited 2012–2013
John Paul Armenio Expedition Advisors Limited 2012–2013
Kanwaljit Singh Bahra Expedition Advisors Limited 2012–2013
Kamel Askar Expedition Advisors Limited 2012
Kishore Sheena Suratkal Expedition Advisors Limited 2013
John William Stephens AM Investment Partners HK, Limited 2009
Stephen Fook Hong Tsui Expedition Advisors Limited 2013
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