Shinsuke Iwasa
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shinsuke Iwasa ( ), a licensed former licensee with CE reference AMP190. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-09-13 | 2022-08-29 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-03-18 | 2013-03-19 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2008-08-08 | 2012-04-04 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-10-20 | 2005-10-21 |