Yi Zuo
左怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Zuo (左怡), a licensed former licensee with CE reference AMN841. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-07 | 2013-04-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-10-13 | 2010-09-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-10-13 | 2010-09-08 |