Karen Hoi Ying Ng
吳愷瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Hoi Ying Ng (吳愷瑩), a licensed former licensee with CE reference AMN767. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-10-29 | 2010-02-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-10-06 | 2010-02-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-10-06 | 2010-02-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2005-10-06 | 2007-10-06 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2005-10-06 | 2007-10-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2005-10-06 | 2007-10-06 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2005-10-06 | 2007-10-06 |