Julian Paul Bannigan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Julian Paul Bannigan ( ), a licensed former licensee with CE reference AMN747. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2013-12-04 | 2016-12-15 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2013-12-04 | 2016-12-15 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-22 | 2011-06-18 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 — Asset management | 2010-07-22 | 2011-06-18 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-10-05 | 2009-04-01 |