Bo (SFC:AMN738) Li
李波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bo (SFC:AMN738) Li (李波), CE reference AMN738. Currently licensed at 1 firm(s): Chief Securities Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-09-01 | present |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-09-01 | present |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2025-09-01 | present |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2025-09-01 | present |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-07 | 2025-08-31 |
| Chief Commodities Limited 致富期貨商品有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-01-07 | 2025-08-31 |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-06 | 2018-08-06 |
| Chief Commodities Limited 致富期貨商品有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-02-06 | 2018-08-06 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-04 | 2025-08-31 |
| Chief Commodities Limited 致富期貨商品有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-03-23 | 2025-08-31 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-17 | 2018-02-06 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-09-30 | 2012-03-23 |