Michael Andrew Gunton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Andrew Gunton ( ), a licensed former licensee with CE reference AMN659. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2009-06-15 | 2009-12-31 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2005-09-28 | 2006-02-15 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2005-09-28 | 2006-02-15 |