Alan John Brown
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan John Brown ( ), a licensed former licensee with CE reference AMM410. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-04-11 | 2011-04-15 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-08-24 | 2009-08-26 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-11-25 | 2008-11-29 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-05-14 | 2007-06-13 |