Mark Chu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Chu ( ), a licensed former licensee with CE reference AML717. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2011-09-23 | 2012-02-10 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2011-09-23 | 2012-02-10 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2011-09-23 | 2012-02-10 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | 2011-09-23 | 2012-02-10 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | 2011-09-23 | 2012-02-10 |
| Merrill Lynch Far East Limited | RO | Type 6 — Advising on corporate finance | 2011-09-23 | 2012-02-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-09-15 | 2011-09-23 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-09-15 | 2011-09-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2005-09-15 | 2011-09-23 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2005-09-15 | 2011-09-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2005-09-15 | 2011-09-23 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2005-09-15 | 2011-09-23 |