David Kin Wah Liu
廖建華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Kin Wah Liu (廖建華), a licensed former licensee with CE reference AML632. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-11 | 2009-04-25 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-10-21 | 2007-04-04 |