Yuen Yee Wat
屈婉宜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Yee Wat (屈婉宜), a licensed former licensee with CE reference AML493. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 4 — Advising on securities | 2006-12-20 | 2007-03-31 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 — Advising on securities | 2006-01-03 | 2006-12-20 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 1 — Dealing in securities | 2006-01-03 | 2007-03-31 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 9 — Asset management | 2006-01-03 | 2007-03-31 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-26 | 2006-01-03 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 — Asset management | 2005-10-26 | 2006-01-03 |