Claudius Sze Wai Tsang
曾思維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Claudius Sze Wai Tsang (曾思維), a licensed former licensee with CE reference AML479. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
RO | Type 9 — Asset management | 2021-04-26 | 2023-11-01 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-12-15 | 2021-04-26 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2016-10-31 | 2020-09-30 |
| Templeton Asset Management Ltd | Rep | Type 9 — Asset management | 2008-06-19 | 2020-09-30 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-27 | 2008-04-14 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-06-27 | 2008-04-14 |
| Templeton Asset Management Ltd | Rep | Type 9 — Asset management | 2005-09-12 | 2007-06-11 |