Frances Wing Lum Lee
李穎琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frances Wing Lum Lee (李穎琳), a licensed Representative with CE reference AML438. Currently licensed at 1 firm(s): Manulife Investment Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-15 | present |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-18 | 2017-12-26 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-10-28 | 2010-06-18 |