Chin Seng Tay
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chin Seng Tay ( ), a licensed former licensee with CE reference AML202. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-11-20 | 2016-03-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2012-11-20 | 2016-03-15 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2005-10-13 | 2010-06-08 |